Unclaimed
Frank Mamola is a financial advisor with LPL Financial LLC, a firm with over $50 billion in assets under management and offices across the United States. Frank has been working in the industry since January 2013 and has been associated with LPL Financial since October 2024. Frank offers a range of advisory services including financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. Frank holds a Series 7 and Series 66 license and has also earned the Securities Industry Essentials (SIE) designation. Frank is registered in Oklahoma and Texas, and has held licenses in Arkansas, California, Montana, North Carolina, and Ohio. Frank also owns Red Brick Pizza Cafe in Sand Springs, Oklahoma.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
10/18/2024 - Present
LPL Financial LLC (SAND SPRINGS OK)
OK
09/05/2014 - 08/03/2021
EDWARD JONES (SAND SPRINGS OK)
OK
01/14/2013 - 09/12/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TULSA OK)
BOTH
Issued 02/22/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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