Unclaimed
Frank Csuti is a financial advisor with over 30 years of experience in the industry. Frank currently works at Fnex Capital, LLC, where he has been registered since January 2016. Previously, Frank worked at Midamerica Financial Services, Inc., Samuels Chase & Co., Inc., Ameriprise Financial Services, Inc., IDS Life Insurance Company, B. C. Ziegler and Company, Prudential Securities Incorporated, Salomon Smith Barney Inc., Lehman Brothers Inc. and Drexel Burnham Lambert Incorporated. Frank is licensed to provide financial advice in Alabama, Florida, Georgia, North Carolina, and South Carolina. Frank is a licensed Series 66, Series 65, Series 63, SIE, Series 7, Series 15, Series 3, and Series 5 representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
01/11/2016 - Present
Fnex Capital, LLC (INDIANAPOLIS IN)
MO
10/01/2010 - 12/04/2015
MIDAMERICA FINANCIAL SERVICES, INC. (JOPLIN MO)
CA
04/10/2009 - 08/19/2010
SAMUELS CHASE & CO., INC. (SANTA YSABEL CA)
MN
04/02/2003 - 03/10/2009
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
04/02/2003 - 12/31/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IL
06/03/2002 - 03/17/2003
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
NY
07/05/2000 - 03/06/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 07/19/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
01/19/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/03/1986 - 01/24/1989
DREXEL BURNHAM LAMBERT INCORPORATED
BOTH
Issued 04/11/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/01/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 02/28/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 02/21/1986
Series 3 - National Commodity Futures Examination
BC
Issued 02/07/1986
Series 5 - Interest Rate Options Examination
Active
Inactive
F
FINRA
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