Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Lyle Pickett is a financial advisor with Raymond James Financial Services Advisors, Inc., with over 25 years of experience in the industry. Frank Lyle Pickett is registered to provide financial advice in 31 states and has a wide range of experience and expertise in various areas, including portfolio management for individuals and businesses, financial planning, and pension consulting. Frank Lyle Pickett is also registered as an Investment Advisor Representative in Texas. In addition to his work with Raymond James Financial Services Advisors, Inc., Frank Lyle Pickett has also been involved in real estate investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
03/07/2012 - Present
Raymond James Financial Services Advisors, Inc. (Lompoc CA)
MO
07/01/2003 - 08/02/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
11/20/1996 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/26/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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