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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Tenuta is an investment advisor representative with Stiefel Independent Advisors, LLC. Frank has been in the securities industry since June 15, 1991. Frank is registered with the state of Wisconsin and has passed the Series 6, 7, 9, 10, 63 and 65 exams. Frank is a member of FINRA. Frank has a long history in the industry and has experience working with a variety of clients, including individuals, corporations, charitable organizations, and pension and profit sharing plans. Frank is committed to providing his clients with personalized financial advice and services to help them achieve their financial goals. Frank's business focuses on providing financial planning, investment management, and retirement planning services. Frank also provides educational seminars to help his clients learn about financial topics.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
01/10/2014 - Present
Stifel Independent Advisors, LLC (MILWAUKEE WI)
WI
07/02/2001 - 12/06/2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED (RACINE WI)
NY
04/14/1992 - 07/05/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
02/05/1992 - 03/09/1992
J. W. GANT & ASSOCIATES, INC.
NJ
07/18/1990 - 10/10/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
NJ
12/01/1989 - 06/02/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
12/01/1989 - 06/02/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 06/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/02/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1992
Series 7 - General Securities Representative Examination
BC
Issued 11/28/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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