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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Louis Koucky is an investment advisor representative at LPL Financial LLC, based in Carmel Valley, California. Frank has been in the securities industry since 1986. Frank has passed several securities exams, including the Series 7, Series 22, Series 3, Series 9, Series 10, Series 63, and Series 65 exams. Frank also holds registration in several states including California, Florida, Illinois, Kentucky, Missouri, North Carolina, Ohio, South Carolina, Texas and Washington. Frank's previous employment includes WELLS FARGO ADVISORS, LLC, PRUDENTIAL SECURITIES INCORPORATED, A. G. EDWARDS & SONS, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Frank also owns and operates Blair Financial Group, LLC as a DBA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/07/2021 - Present
LPL Financial LLC (CARMEL VALLEY CA)
CA
08/06/2000 - 05/26/2009
WELLS FARGO ADVISORS, LLC (CARMEL CA)
NY
02/17/1998 - 08/10/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
05/24/1991 - 02/11/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
06/25/1986 - 06/05/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
02/19/1986 - 04/10/1986
GROUP EQUITIES, INC.
IA
Issued 02/11/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1999
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/1986
Series 7 - General Securities Representative Examination
BC
Issued 02/17/1986
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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