Unclaimed
Frank Avallone is a financial professional with over 18 years of experience in the industry. Frank currently works at Ceros Financial Services, Inc., in South Norwalk, CT. Frank has held previous positions at National Securities Corporation, Newbridge Securities Corporation, Global Arena Capital Corp, First Midwest Securities, Inc., Maxim Group LLC, and Eastbrook Capital Group LLC. Frank's professional credentials include holding Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/11/2022 - Present
Ceros Financial Services, Inc. (South Norwalk CT)
CT
10/30/2015 - 02/04/2022
NATIONAL SECURITIES CORPORATION (SOUTH NORWALK CT)
NY
09/26/2012 - 10/30/2015
NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)
NY
01/18/2012 - 09/18/2012
GLOBAL ARENA CAPITAL CORP (NEW YORK NY)
NY
06/16/2011 - 02/07/2012
FIRST MIDWEST SECURITIES, INC. (NEW YORK NY)
NY
11/25/2008 - 06/22/2011
MAXIM GROUP LLC (NEW YORK NY)
NY
08/18/2004 - 11/24/2008
EASTBROOK CAPITAL GROUP LLC (NEW YORK NY)
BC
Issued 08/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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