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Frank Louis Avallone

Ceros Financial Services, Inc.

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About Frank Louis Avallone

Frank Avallone is a financial professional with over 18 years of experience in the industry. Frank currently works at Ceros Financial Services, Inc., in South Norwalk, CT. Frank has held previous positions at National Securities Corporation, Newbridge Securities Corporation, Global Arena Capital Corp, First Midwest Securities, Inc., Maxim Group LLC, and Eastbrook Capital Group LLC. Frank's professional credentials include holding Series 7 and Series 63 licenses.

Firm Information

Frank Avallone is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Avallone’s Registration & Firm History

CT

01/11/2022 - Present

Ceros Financial Services, Inc. (South Norwalk CT)

CT

10/30/2015 - 02/04/2022

NATIONAL SECURITIES CORPORATION (SOUTH NORWALK CT)

NY

09/26/2012 - 10/30/2015

NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)

NY

01/18/2012 - 09/18/2012

GLOBAL ARENA CAPITAL CORP (NEW YORK NY)

NY

06/16/2011 - 02/07/2012

FIRST MIDWEST SECURITIES, INC. (NEW YORK NY)

NY

11/25/2008 - 06/22/2011

MAXIM GROUP LLC (NEW YORK NY)

NY

08/18/2004 - 11/24/2008

EASTBROOK CAPITAL GROUP LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/27/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 4 public disclosures for Frank Louis Avallone. Review regulatory record here.
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