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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Livingston Winters is an investment advisor representative with Morgan Stanley. Frank has been working in the financial services industry for over 23 years, and is currently registered with FINRA. He has also been registered with the state of New Jersey as an investment advisor representative. Frank has a strong background in financial planning, portfolio management, and investment advisory services. He has worked with a variety of clients, including individuals, families, businesses, and institutions. He is committed to providing his clients with personalized financial advice and investment solutions that are tailored to their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
08/28/2010 - Present
Morgan Stanley (Lawrenceville NJ)
NJ
04/07/2004 - 03/03/2010
TD WEALTH MANAGEMENT SERVICES INC. (PISCATAWAY NJ)
NY
11/17/1999 - 12/31/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
PA
09/25/1996 - 11/10/1999
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 05/10/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 10/26/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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