Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Levon Smith is a financial advisor at B. Riley Wealth Advisors, Inc. Frank has been in the industry for 16 years and holds Series 7, 63, and 66 licenses. Frank has a Certified Financial Planner (CFP®) designation. Frank also has extensive experience in working with a variety of clients including individuals, corporations, and retirement plans. Frank is passionate about helping clients achieve their financial goals, and he is committed to providing personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
04/23/2021 - Present
B. Riley Wealth Advisors, Inc. (AUSTIN TX)
MS
06/24/2015 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NATCHEZ MS)
MS
09/17/2014 - 06/23/2015
JHS CAPITAL ADVISORS, LLC (NATCHEZ, MS)
TN
01/04/2011 - 03/31/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
MS
05/28/2009 - 02/10/2010
EDWARD JONES (BRANDON MS)
CT
09/12/2006 - 12/15/2008
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
TN
08/07/2003 - 09/11/2006
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BOTH
Issued 11/01/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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