Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Leslie Haviland is an investment advisor representative at Raymond James Financial Services Advisors, Inc.. Frank has been in the industry since January 29, 1999, working for several firms including SunTrust Investment Services, Inc., Fifth Third Securities, Inc., Next Financial Group, Inc. and Transamerica Financial Advisors, Inc.. Frank holds Series 7 and Series 63 securities licenses and the Series 65 Investment Advisor license. Frank specializes in various areas including providing financial advice, portfolio management, investment management, and educational seminars to businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
10/21/2015 - Present
Raymond James Financial Services Advisors, Inc. (Franklin TN)
TN
08/01/2013 - 10/21/2015
SUNTRUST INVESTMENT SERVICES, INC. (MURFREESBORO TN)
TN
04/23/2010 - 08/02/2013
FIFTH THIRD SECURITIES, INC. (MURFREESBORO TN)
TN
07/02/2004 - 04/06/2010
NEXT FINANCIAL GROUP, INC. (NASHVILLE TN)
CA
06/10/2003 - 07/21/2004
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
TN
01/13/2003 - 05/23/2003
PFIC SECURITIES CORPORATION (FRANKLIN TN)
MN
12/01/2001 - 01/06/2003
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NJ
05/31/2000 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
IN
03/21/2000 - 05/31/2000
CONSECO SECURITIES, INC. (CARMEL IN)
AL
02/14/2000 - 04/06/2000
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
WI
05/25/1999 - 02/14/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
TN
10/13/1998 - 02/23/1999
VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)
TN
09/23/1998 - 10/21/1998
DUNCAN-WILLIAMS, INC. (MEMPHIS (SHELBY) TN)
IA
Issued 07/22/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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