Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Leonard Fichera is a registered representative with First Trust Portfolios LP, a financial services firm. Frank has been in the financial services industry since 1980 and has a broad range of experience. Frank holds Series 7, 24, 53, and 63 licenses. He is registered with the state of Illinois. Frank has worked for Van Kampen Merritt Inc. previously.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
07/29/1991 - Present
First Trust Portfolios LP (WHEATON IL)
TX
08/20/1980 - 05/28/1991
VAN KAMPEN MERRITT INC. (HOUSTON TX)
BC
Issued 09/28/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/25/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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