Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Leon Welch is an Investment Advisor Representative associated with Cetera Investment Advisers LLC. Frank has over 30 years of experience in the financial services industry. Frank's current registration status is "Approved" in Florida and "Approved_Res" in Texas. Frank has had previous registrations with SunTrust Investment Services, Inc., SouthTrust Securities, Inc., Liberty Securities Corporation, Argus Securities, Inc., AmSouth Investment Services, Inc., Glenfed Brokerage Services, Prudential Securities Incorporated, Thomson McKinnon Securities Inc. and Drexel Burnham Lambert Incorporated. Frank holds the following securities licenses: Series 3, Series 7, Series 26, Series 63 and Series 65. Frank's practice focuses on working with individuals, high-net-worth individuals, businesses, charitable organizations, pension and profit-sharing plans, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/22/2022 - Present
Cetera Investment Advisers LLC (RIVERVIEW FL)
FL
10/14/2004 - 04/06/2018
SUNTRUST INVESTMENT SERVICES, INC. (TAMPA FL)
AL
07/02/1998 - 10/04/2004
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
NY
08/04/1998 - 04/24/2000
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
FL
09/08/1997 - 09/29/1997
ARGUS SECURITIES, INC. (HALLANDALE FL)
AL
09/14/1994 - 07/30/1997
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
CA
04/21/1994 - 08/23/1994
GLENFED BROKERAGE SERVICES (GLENDALE CA)
NY
06/09/1989 - 06/15/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/12/1989 - 07/05/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
09/10/1988 - 06/16/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 11/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1988
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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