Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Wattelet is a financial advisor with LPL Financial LLC, a firm with over $50 billion in assets under management. Frank has been in the financial services industry since 1992 and holds a number of licenses and registrations, including Series 6, 7, and 63. Frank also holds the Series 65 license, indicating that Frank is also a registered Investment Advisor. Frank has been with LPL Financial LLC since 2009, previously having been with Mutual Service Corporation, American General Securities Incorporated, and Franklin Financial Services Corporation. In addition to financial planning, Frank also provides consulting and other non-discretionary advisory services. Frank is registered in 19 states and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/08/2009 - Present
LPL Financial LLC (JOPLIN MO)
MO
05/28/2008 - 09/08/2009
MUTUAL SERVICE CORPORATION (JOPLIN MO)
MO
10/01/2002 - 06/02/2008
AMERICAN GENERAL SECURITIES INCORPORATED (JOPLIN MO)
TX
02/26/1992 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1992
Series 7 - General Securities Representative Examination
BC
Issued 02/25/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Frank Wattelet is the right advisor for you? Invested Better is here to help.
