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Frank Lee Arnold

Concourse Financial Group Securities, Inc.

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About Frank Lee Arnold

Frank Arnold is a financial professional with over 40 years of experience in the industry. Frank is a Registered Representative and Investment Advisor Representative currently associated with Concourse Financial Group Securities, Inc.. Frank has previously held positions with Securities America, Inc., ProEquities, Inc., Centennial Capital Management, Inc., Royal Alliance Associates, Inc., IFG Network Securities, Inc., Buckhead Financial Corporation, Waddell & Reed, Inc., PAMCO Securities and Insurance Services, Connecticut Mutual Financial Services, Inc., Travelers Equities Sales, Inc., Equico Securities, Inc., and The Equitable Life Assurance Society of the United States.

Firm Information

Frank Arnold is currently registered with Concourse Financial Group Securities, Inc.. Concourse Financial Group Securities, Inc. is a corporation formed in July 1984 and headquartered in Birmingham, Alabama. The firm provides financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and individuals, and wrap fee programs. It manages approximately $4.37 billion in assets for a variety of client types, including high-net-worth individuals, corporations, and individuals other than high-net-worth. Concourse Financial Group Securities, Inc. is registered with the SEC and in all 50 states and the District of Columbia.
Concourse Financial Group Securities, Inc.

2801 HIGHWAY 280 SOUTH

BIRMINGHAM, AL 35223

$4.37B

Assets Under Management

109

Total Clients

429

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frank Arnold’s Registration & Firm History

GA

03/01/2023 - Present

Concourse Financial Group Securities, Inc. (Conyers GA)

GA

01/29/2018 - 02/27/2023

SECURITIES AMERICA, INC. (CONYERS GA)

GA

10/21/1999 - 02/28/2018

PROEQUITIES, INC. (CONYERS GA)

GA

10/29/1997 - 11/08/1999

CENTENNIAL CAPITAL MANAGEMENT, INC. (ATLANTA GA)

AZ

01/03/1997 - 10/27/1997

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

GA

12/19/1996 - 01/23/1997

IFG NETWORK SECURITIES, INC. (ATLANTA GA)

NA

08/26/1991 - 12/20/1996

BUCKHEAD FINANCIAL CORPORATION

KS

01/28/1988 - 05/21/1991

WADDELL & REED, INC. (OVERLAND PARK KS)

NA

10/01/1987 - 01/12/1988

PAMCO SECURITIES AND INSURANCE SERVICES

NA

07/17/1986 - 10/05/1987

CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.

NA

08/26/1982 - 10/03/1985

TRAVELERS EQUITIES SALES, INC.

NA

10/20/1980 - 09/17/1982

EQUICO SECURITIES, INC.

NA

09/09/1975 - 09/17/1982

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

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Licenses & Designations

BOTH

Issued 05/14/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/26/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/1975

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank Lee Arnold.
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