Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Lee is a registered representative with VP Distributors LLC located in Los Angeles, California. Frank holds a Series 6, Series 7 and Series 63 license. Frank has been in the securities industry since August 1994. Frank was previously registered with KA ASSOCIATES, INC. and T. ROWE PRICE INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/29/2002 - Present
VP Distributors LLC (LOS ANGELES CA)
CA
03/17/1995 - 08/27/2002
KA ASSOCIATES, INC. (LOS ANGELES CA)
MD
01/01/1994 - 07/18/1994
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BC
Issued 01/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/28/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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