Unclaimed
Frank Lazzaro is a financial advisor registered with Prudential Investment Management Services LLC. Frank is a financial professional with over 20 years of experience in the industry. Frank has worked for several financial institutions including UBS Financial Services Inc. and EQ Financial Consultants, Inc. Frank holds the Series 6, 7, 63 and SIE securities licenses. Frank is registered to provide securities advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
04/14/2011 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NJ
08/04/2004 - 04/08/2011
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
02/24/2004 - 08/04/2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
04/06/1998 - 05/17/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
04/06/1998 - 05/17/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 06/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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