Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Lawrence Catania is a securities professional with experience in the financial services industry. Frank is currently registered with Ares Management Capital Markets LLC in New York, NY. Prior to that, Frank was with WORDEN CAPITAL MANAGEMENT LLC. Frank has passed the Series 7TO, SIE, and Series 79TO exams. Frank is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/09/2023 - Present
Ares Management Capital Markets LLC (NEW YORK NY)
NY
03/10/2021 - 10/12/2021
WORDEN CAPITAL MANAGEMENT LLC (New York NY)
BC
Issued 12/15/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/03/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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