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Frank Lawrence Arias

F. L. Arias & Associates, LLC

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About Frank Lawrence Arias

Frank Arias is an investment advisor representative with F. L. Arias & Associates, LLC in Chandler, AZ. Frank has been in the industry since 1999 and has experience with Charles Schwab & Co., Inc. and Centaurus Financial, Inc.. The advisor is licensed in Arizona and specializes in Financial Planning, Portfolio Management for Individuals, Educational Seminars and Selection of Other Advisors. Frank also has a background in the insurance industry as an independent insurance agent and serves as a wellness coach for United HealthCare.

Firm Information

Frank Arias is currently registered with F. L. Arias & Associates, LLC. F. L. Arias & Associates, LLC is a financial advisor that provides financial planning, educational seminars, and portfolio management services to individuals. They are registered with the SEC and have one licensed agent and one investment advisor representative.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fee

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Frank Arias’s Registration & Firm History

AZ

07/09/2012 - Present

F. L. Arias & Associates, LLC (CHANDLER AZ)

AZ

12/16/2008 - 09/10/2010

CENTAURUS FINANCIAL, INC. (SCOTTSDALE AZ)

TX

11/09/1999 - 12/31/2002

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 01/14/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/22/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/15/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Frank Lawrence Arias.
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