Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Landon Walters is a financial professional with over 30 years of experience in the financial services industry. Frank has a broad range of experience, having worked at firms like Alex. Brown & Sons Incorporated, Deutsche Bank Securities Inc., and Goldman Sachs & Co. LLC. Frank's current role is at Goldman Sachs & Co. LLC, where he is a Registered Representative. Frank specializes in providing financial advice to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
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2
CA
03/24/2022 - Present
Goldman Sachs & Co. LLC (SAN FRANCISCO CA)
CA
06/08/2017 - 03/03/2022
DBO PARTNERS LLC (BURLINGAME CA)
CA
07/18/2013 - 10/19/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALO ALTO CA)
CA
01/12/2006 - 06/20/2013
GOLDMAN, SACHS & CO. (MENLO PARK CA)
CA
10/24/2005 - 01/05/2006
QUELLOS FUND SERVICES, LLC (MENLO PARK CA)
NJ
05/21/2003 - 10/24/2005
QUELLOS BROKERAGE SERVICES, LLC (PRINCETON NJ)
NY
06/14/1999 - 03/06/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 06/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
04/21/1994 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NA
08/07/1990 - 03/06/1992
BMW SECURITIES CORPORATION
CA
06/27/1983 - 08/14/1989
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NA
07/22/1982 - 06/07/1983
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 06/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/1985
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/17/1982
Series 7 - General Securities Representative Examination
BC
Issued 01/22/1980
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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