Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Lamar Fleming has been in the financial industry since 1998. Frank currently works at Cetera Investment Advisers LLC and is registered with FINRA and the state of Georgia as an Investment Adviser Representative. Frank has previously worked at VOYA FINANCIAL ADVISORS, INC., INVESTORS CAPITAL CORP., WELLS FARGO ADVISORS, LLC, and A. G. EDWARDS & SONS, INC.. Frank holds the Series 63, Series 7, and SIE licenses. Frank specializes in Financial Planning, Pension Consulting, Educational Seminars, Selection of Other Advisers, Portfolio Management for Businesses, and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
03/22/2023 - Present
Cetera Investment Advisers LLC (Macon GA)
GA
07/08/2016 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Macon GA)
GA
11/19/2009 - 07/23/2016
INVESTORS CAPITAL CORP. (MACON GA)
GA
01/01/2008 - 11/20/2009
WELLS FARGO ADVISORS, LLC (MACON GA)
GA
01/12/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MACON GA)
BC
Issued 1/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/9/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Frank Fleming is the right advisor for you? Invested Better is here to help.
