Unclaimed
Frank Fleming has been in the financial industry since 1998. Frank is currently registered as a registered representative with Edward Jones in Macon, GA. Prior to joining Edward Jones, Frank has worked with Voya Financial Advisors, Inc., Investors Capital Corp., and Wells Fargo Advisors, LLC. Frank is licensed to sell securities in Alabama, Arkansas, Florida, Georgia, Louisiana, Maryland, New York, North Carolina, South Carolina, Tennessee, and Virginia. Frank specializes in providing financial planning, pension consulting, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
01/13/2025 - Present
Edward Jones (MACON GA)
GA
07/08/2016 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Macon GA)
GA
11/19/2009 - 07/23/2016
INVESTORS CAPITAL CORP. (MACON GA)
GA
01/01/2008 - 11/20/2009
WELLS FARGO ADVISORS, LLC (MACON GA)
GA
01/12/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MACON GA)
BC
Issued 01/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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