Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Ziegler is a financial professional with over 17 years of experience in the financial services industry. Frank is currently registered with Prudential Annuities Distributors, Inc. in Shelton, CT. Frank has held previous positions with several other firms including Pruco Securities, LLC., Pershing LLC, MetLife Securities Inc., New England Securities, Tower Square Securities, Inc., Walnut Street Securities, Inc., Metropolitan Life Insurance Company, PNC Investments, and Bear, Stearns & Co. Inc. Frank is a Series 7, Series 55, Series 53, Series 24, Series 4, and Series 66 licensed representative and holds the SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/15/2024 - Present
Prudential Annuities Distributors, Inc. (Shelton CT)
NJ
08/19/2015 - 05/17/2024
PRUCO SECURITIES, LLC. (ISELIN NJ)
NJ
02/10/2015 - 08/06/2015
PERSHING LLC (JERSEY CITY NJ)
NJ
01/22/2007 - 02/03/2015
METLIFE SECURITIES INC. (SOMERSET NJ)
NJ
01/22/2007 - 01/02/2015
NEW ENGLAND SECURITIES (SOMERSET NJ)
NJ
01/22/2007 - 09/09/2013
TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)
NJ
01/22/2007 - 09/09/2013
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NJ
01/22/2007 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)
NJ
06/09/2006 - 11/29/2006
PNC INVESTMENTS (BERNARDSVILLE NJ)
NJ
03/10/2006 - 04/24/2006
BEAR, STEARNS & CO. INC. (WHIPPANY NJ)
BOTH
Issued 03/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/01/2007
Series 4 - Registered Options Principal Examination
BC
Issued 02/23/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/09/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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