Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Torelli is a financial advisor with LPL Financial LLC. Frank has been in the financial services industry since 1999 and has a broad range of experience in helping individuals and families achieve their financial goals. Frank is licensed to sell securities in 27 states and is also a registered Investment Advisor in the state of New York. Frank is committed to providing his clients with personalized financial advice and helping them make informed decisions about their investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
08/03/2021 - Present
LPL Financial LLC (ITHACA NY)
NY
01/15/2013 - 03/28/2014
M&T SECURITIES, INC. (ITHACA NY)
NY
10/26/2005 - 08/02/2011
HSBC SECURITIES (USA) INC. (ITHACA NY)
MO
03/10/2005 - 07/19/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
IL
04/15/2002 - 12/31/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
08/01/1997 - 02/19/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 08/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 07/31/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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