linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Frank Joseph Subasic

Wells Fargo Clearing Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Frank? Claim Your Profile

About Frank Joseph Subasic

Frank Subasic is a registered investment advisor with Wells Fargo Clearing Services, LLC. Frank Subasic has been in the financial industry since August 1995. Frank Subasic specializes in providing portfolio management for individuals and businesses, as well as financial planning and pension consulting services. Frank Subasic is licensed to conduct business in Arkansas, Florida, Georgia, Illinois, Massachusetts, Michigan, New Jersey, North Carolina, Pennsylvania, South Carolina, Texas, and Utah. Frank Subasic has previously been employed at First Citizens Investor Services, Morgan Stanley Smith Barney, and Morgan Stanley & Co. Incorporated.

Firm Information

Frank Subasic is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Frank Subasic’s Registration & Firm History

SC

05/10/2023 - Present

Wells Fargo Clearing Services, LLC (CHARLESTON SC)

NC

09/04/2018 - 09/06/2018

FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)

SC

02/22/2010 - 07/26/2010

MORGAN STANLEY SMITH BARNEY (COLUMBIA SC)

PA

06/01/2009 - 09/28/2009

MORGAN STANLEY SMITH BARNEY (SCRANTON PA)

PA

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (SCRANTON PA)

PA

06/17/1996 - 04/02/2007

MORGAN STANLEY DW INC. (SCRANTON PA)

NJ

09/27/1991 - 12/21/1992

COPELAND EQUITIES, INC. (SOMERSET NJ)

Not sure if Frank Joseph Subasic is right for you?

Licenses & Designations

IA

Issued 07/13/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/13/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/22/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/31/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/1996

Series 31 - Futures Managed Funds Examination

BC

Issued 06/14/1996

Series 7 - General Securities Representative Examination

BC

Issued 09/25/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Frank Joseph Subasic. Review regulatory record here.
Not sure if Frank Joseph Subasic is right for you?