Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Stubbolo, Jr. is a financial advisor with Morgan Stanley. Frank has been in the industry since 2018 and has licenses and registrations to provide investment advice across multiple states. Frank has held previous positions at Wells Fargo Clearing Services, LLC, Raymond James & Associates, Inc., and T3 Trading Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/04/2024 - Present
Morgan Stanley (New York NY)
NY
11/22/2022 - 03/11/2024
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
07/15/2021 - 11/23/2022
RAYMOND JAMES & ASSOCIATES, INC. (New York NY)
NY
08/26/2020 - 05/05/2021
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
02/04/2019 - 04/11/2019
AXA ADVISORS, LLC (WOODBURY NY)
BOTH
Issued 09/11/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/04/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2020
Series 57TO - Securities Trader Exam
BC
Issued 02/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/22/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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