Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Joseph Rosato is an investment advisor representative registered with Neuberger Berman BD LLC. Frank Rosato has been in the financial services industry since 1996. Frank Rosato holds the following licenses and certifications: Series 63, Series 7 and SIE. Frank Rosato is registered in the state of New York. Frank Rosato has previously worked at Neuberger Berman Management LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
01/05/2016 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
03/15/1996 - 06/30/2016
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
BC
Issued 04/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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