Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Rocco is a financial professional with over 30 years of experience in the financial services industry. Frank is currently registered with Ameriprise Financial Services, LLC and has previously held positions at IDS LIFE INSURANCE COMPANY and IDS FINANCIAL SERVICES INC. Frank is a Series 66, Series 7, Series 6, Series 22 and SIE licensed representative. Frank is a licensed investment advisor in the state of Michigan. Frank has a strong background in providing financial advice to individuals, families, and businesses. Frank specializes in asset allocation services, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
09/03/2010 - Present
Ameriprise Financial Services, LLC (TROY MI)
MN
06/27/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
07/17/1984 - 12/24/1986
IDS FINANCIAL SERVICES INC.
BOTH
Issued 07/25/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/04/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/16/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Frank Rocco is the right advisor for you? Invested Better is here to help.
