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Frank Joseph Malara

GT Securities, Inc.

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About Frank Joseph Malara

Frank Malara is a securities professional with over 20 years of experience in the industry. Frank is currently registered with GT Securities, Inc. in California. He has held prior registrations with Securities America, Inc., Dreyfus Brokerage Services, Inc., J.B. Oxford & Company, Auerbach, Pollak & Richardson Inc. and J.P. Turner & Company, L.L.C. Frank is Series 7, Series 63, Series 82TO and SIE licensed. Frank holds a Series 7 registration with GT Securities, Inc. and Series 63 registrations in California and New Jersey. Frank is licensed to conduct business in California and New Jersey.

Firm Information

Frank Malara is currently registered with GT Securities, Inc.. GT Securities, Inc. is a Corporation formed on December 6, 2001, registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Malara’s Registration & Firm History

CA

06/14/2023 - Present

GT Securities, Inc. (LOS ANGELES CA)

NE

12/05/2000 - 02/26/2001

SECURITIES AMERICA, INC. (LAVISTA NE)

CA

04/06/1999 - 09/10/1999

DREYFUS BROKERAGE SERVICES, INC. (LOS ANGELES CA)

CA

09/11/1998 - 02/23/1999

J.B. OXFORD & COMPANY (SHERMAN OAKS CA)

CT

07/17/1998 - 08/05/1998

AUERBACH, POLLAK & RICHARDSON INC. (STAMFORD CT)

GA

05/15/1998 - 06/08/1998

J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)

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Licenses & Designations

BC

Issued 07/31/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/14/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 04/07/2023

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Frank Joseph Malara. Review regulatory record here.
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