Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Imundi is a financial professional with over 14 years of experience in the industry. Frank has a Series 7, Series 3 and Series 63 license. Frank is currently registered with TP Icap Global Markets Americas LLC and Liquidnet, Inc. and has prior registration history with Tullett Prebon Financial Services LLC, Sagerader, LLC, Jefferies LLC and Newedge USA, LLC. Frank has a strong background in trading and has worked with several top financial institutions over the years. Frank is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
09/15/2021 - Present
TP Icap Global Markets Americas LLC (Boca Raton FL)
FL
05/08/2019 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (BOCA RATON FL)
NY
01/30/2017 - 06/15/2017
SAGETRADER, LLC (NEW YORK NY)
NY
05/16/2012 - 03/18/2015
JEFFERIES LLC (NEW YORK NY)
NY
05/03/2005 - 02/15/2012
NEWEDGE USA, LLC (NEW YORK NY)
BC
Issued 08/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2005
Series 3 - National Commodity Futures Examination
BC
Issued 05/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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