Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Gregorio is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Frank has been in the industry since October 20, 2013. Frank has a Series 7, Series 63, Series 66, and Series 6TO license, as well as the SIE exam. Frank has experience with J.P. Morgan Securities LLC, JHS Capital Advisors, LLC and Brookville Capital Partners. Frank is registered with FINRA and is also registered with the state of New York. Frank provides advisory services including: performance measurement reports, allocation modeling, IPS, research reports and services, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. Frank's office is located in Holbrook, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/22/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOLBROOK NY)
NY
12/16/2014 - 06/26/2019
J.P. MORGAN SECURITIES LLC (WEST BABYLON NY)
NY
05/21/2014 - 09/30/2014
JHS CAPITAL ADVISORS, LLC (MASSAPEQUA NY)
NY
08/26/2011 - 06/08/2012
BROOKVILLE CAPITAL PARTNERS (UNIONDALE NY)
BOTH
Issued 7/23/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/3/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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