Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Joseph Fattizzi is a financial advisor at LPL Financial LLC. Frank is a seasoned professional with over two decades of experience in the financial services industry. Frank has been registered with the Financial Industry Regulatory Authority (FINRA) since 2000 and has held licenses in multiple states. Frank has a strong background in investment management, financial planning, and retirement planning. Frank is dedicated to providing personalized financial advice and solutions to help clients achieve their financial goals. Frank holds FINRA Series 6, 7, 9, 63 and 66 securities licenses. Frank is also registered as an investment advisor representative (IAR) in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
08/03/2021 - Present
LPL Financial LLC (MELVILLE NY)
NY
03/30/2010 - 06/04/2019
CADARET, GRANT & CO., INC. (MELVILLE NY)
NY
06/04/2009 - 03/29/2010
GUNNALLEN FINANCIAL, INC (GARDEN CITY NY)
NY
05/23/2006 - 06/08/2009
AXA ADVISORS, LLC (LAKE SUCCESS NY)
NY
12/12/2005 - 05/09/2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
NY
07/08/2005 - 09/29/2005
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
01/03/2005 - 06/20/2005
NFB INVESTMENT SERVICES CORP. (MELVILLE NY)
NY
01/02/2004 - 01/03/2005
GREENPOINT SECURITIES LLC (LAKE SUCCESS NY)
CA
05/18/2000 - 01/02/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
BOTH
Issued 06/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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