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Frank Joseph Diliberto

Pruco Securities, LLC

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About Frank Joseph Diliberto

Frank Diliberto is a registered representative with Pruco Securities, LLC and has been in the financial services industry since 2010. Frank has a wide range of experience in the industry, having previously worked with Edward Jones, NYLIFE Securities LLC, March Capital Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, City Capital Advisors, LLC, Gar Wood Securities, LLC, and KPMG Corporate Finance LLC. Frank is a licensed investment advisor and a general securities representative. Frank specializes in providing financial planning, portfolio management and investment management services to individuals, businesses, trusts, and estates. Frank's office is located at 1901 Butterfield Rd Suite 250 in Downers Grove, IL.

Firm Information

Frank Diliberto is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Frank Diliberto’s Registration & Firm History

IL

12/01/2023 - Present

Pruco Securities, LLC (DOWNERS GROVE IL)

IL

06/17/2022 - 10/06/2023

EDWARD JONES (PALOS HILLS IL)

IL

03/23/2021 - 06/21/2022

NYLIFE SECURITIES LLC (DOWNERS GROVE IL)

IL

08/02/2019 - 12/11/2020

MARCH CAPITAL CORP. (CHICAGO IL)

IL

06/07/2016 - 07/20/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ORLAND PARK IL)

IL

11/18/2013 - 05/19/2015

CITY CAPITAL ADVISORS, LLC (CHICAGO IL)

IL

07/30/2010 - 12/31/2011

GAR WOOD SECURITIES, LLC (NAPERVILLE IL)

IL

05/22/2009 - 08/05/2009

KPMG CORPORATE FINANCE LLC (CHICAGO IL)

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Licenses & Designations

IA

Issued 09/07/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/08/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 07/20/2017

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Frank Joseph Diliberto. Review regulatory record here.
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