Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Curtis is a financial advisor who has been in the industry for over 22 years. Frank is currently a registered representative at Stifel, Nicolaus & Company, Inc. Frank has a broad background in the industry and has held previous positions with HSBC Securities (USA) Inc., BNY Mellon Securities Corporation, J.P. Morgan Securities LLC, and other firms. Frank holds the Series 63, SIE, Series 7TO, Series 6, and Series 31 licenses. Frank is registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/12/2024 - Present
Stifel, Nicolaus & Company, Inc. (MELVILLE NY)
NY
03/22/2024 - 08/09/2024
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
08/12/2022 - 03/15/2024
BNY MELLON SECURITIES CORPORATION (UNIONDALE NY)
NY
11/03/2017 - 10/05/2020
J.P. MORGAN SECURITIES LLC (MANHASSET NY)
NY
02/02/2015 - 04/21/2015
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
09/20/2011 - 01/28/2015
GRIFFIN SECURITIES, INC. (NEW YORK NY)
NY
06/28/2010 - 05/13/2011
MAXIM GROUP LLC (NEW YORK NY)
NY
10/05/2009 - 03/31/2010
SANDERS MORRIS HARRIS INC. (GARDEN CITY NY)
NY
06/19/2008 - 03/27/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
01/10/2005 - 03/29/2005
GFI SECURITIES LLC (NEW YORK NY)
NY
02/02/2004 - 08/03/2004
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
NY
05/14/2003 - 01/12/2004
FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)
NY
12/04/2000 - 04/02/2003
UBS WARBURG LLC (NEW YORK NY)
NJ
11/30/1995 - 12/04/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
09/02/1987 - 02/28/1989
CHAPDELAINE & CO. GOVERNMENT SECURITIES, INC.
NA
07/07/1987 - 08/25/1987
WOLFE & HURST BOND BROKERS INC.
NA
01/08/1986 - 06/02/1987
THOMSON MCKINNON SECURITIES INC.
NA
09/20/1984 - 01/23/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 11/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/31/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 06/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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