Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Clemente is a financial advisor with over 40 years of experience in the financial services industry. Frank has a broad range of experience in various financial services firms including UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Currently, Frank is registered with Wells Fargo Clearing Services, LLC and has a long history of serving the needs of individuals, families, and businesses. Frank is registered to provide securities and investment advisory services in several states including Arizona, Connecticut, Delaware, Florida, Michigan, New York, North Carolina, Ohio, South Carolina, Vermont, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/15/2015 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
09/16/1994 - 01/23/2015
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NY
08/19/1980 - 09/21/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/29/1979 - 08/15/1980
P & I EQUITIES CORPORATION
NA
03/21/1977 - 09/30/1979
THE FIRST BUFFALO CORPORATION
NA
10/04/1974 - 01/07/1977
CUSHING CAPITAL CORPORATION
IA
Issued 09/02/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/1980
PC - AMEX Put and Call Exam
BC
Issued 08/16/1980
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1974
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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