Unclaimed
Frank Caloroso is a financial advisor with MFS Fund Distributors, Inc. based in Phoenix, AZ. Frank has been in the financial services industry since October 4, 2020. Frank holds Series 63, Series 7TO and SIE licenses. Frank is licensed to provide investment advice in 53 states, including Alabama, Alaska, Arizona, Arkansas, and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
02/03/2022 - Present
MFS Fund Distributors, Inc. (PHOENIX AZ)
AZ
09/16/2020 - 01/14/2022
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 09/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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