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Frank Joseph Caloroso

MFS Fund Distributors, Inc.

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About Frank Joseph Caloroso

Frank Caloroso is a financial advisor with MFS Fund Distributors, Inc. based in Phoenix, AZ. Frank has been in the financial services industry since October 4, 2020. Frank holds Series 63, Series 7TO and SIE licenses. Frank is licensed to provide investment advice in 53 states, including Alabama, Alaska, Arizona, Arkansas, and California.

Firm Information

Frank Caloroso is currently registered with MFS Fund Distributors, Inc.. MFS Fund Distributors, Inc. is a corporation formed on October 27, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Caloroso’s Registration & Firm History

AZ

02/03/2022 - Present

MFS Fund Distributors, Inc. (PHOENIX AZ)

AZ

09/16/2020 - 01/14/2022

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 09/24/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/14/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/18/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank Joseph Caloroso.
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