Unclaimed
Frank Johnston is an active advisor at Morgan Stanley. Frank is a registered investment advisor with the state of Oregon and a registered representative with FINRA. Frank has been in the industry since 1979 and has a wide range of experience working with a variety of clients, including high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, corporations, and individuals. Frank offers a wide range of services, including financial planning, asset allocation advice, and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OR
02/22/2023 - Present
Morgan Stanley (EUGENE OR)
OR
12/03/2008 - 03/08/2023
RBC CAPITAL MARKETS, LLC (EUGENE OR)
OR
07/31/1993 - 12/16/2008
CITIGROUP GLOBAL MARKETS INC. (EUGENE OR)
NY
04/11/1984 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/03/1983 - 04/09/1984
FOSTER & MARSHALL/AMERICAN EXPRESS INC.
NA
06/21/1979 - 01/11/1983
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 10/13/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 10/09/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/16/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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