Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank John Ward is a financial advisor with Raymond James Financial Services Advisors, Inc., located in Omaha, Nebraska. Frank has over 35 years of experience in the financial services industry and holds a Series 7, Series 63, and Series 65 license. He is also a registered Investment Advisor Representative in Nebraska. Frank has previously worked with Ameriprise Financial Services, Inc., Wachovia Securities, LLC, and Paine Webber Incorporated. Frank specializes in providing financial planning, investment management, and portfolio management services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NE
06/19/2015 - Present
Raymond James Financial Services Advisors, Inc. (Omaha NE)
NE
04/08/2013 - 06/18/2015
FIRST NATIONAL CAPITAL MARKETS (OMAHA NE)
NE
10/05/2009 - 04/09/2013
AMERIPRISE FINANCIAL SERVICES, INC. (OMAHA NE)
NE
07/25/2008 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (OMAHA NE)
NE
05/11/1998 - 07/30/2008
WACHOVIA SECURITIES, LLC (OMAHA NE)
TX
09/16/1994 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NJ
01/21/1987 - 10/22/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 01/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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