Unclaimed
Frank Pollaro is a financial advisor with Equitable Distributors, LLC, and has been in the industry since June 30, 2004. Frank is registered with FINRA and holds Series 7 and Series 63 licenses. Frank is also registered in the states of California, Montana, New Mexico, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/16/2004 - Present
Equitable Distributors, LLC (Charlotte NC)
NJ
07/01/2004 - 08/27/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 09/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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