Unclaimed
Frank John Masotto is a financial advisor associated with Hornor, Townsend & Kent, LLC based in PROSPER, TX. Frank has been in the financial services industry since 1999. Frank is registered with FINRA and the state of Texas. Frank's previous roles include PROEQUITIES, INC., AIG CAPITAL SERVICES, INC., AXA DISTRIBUTORS, LLC, METLIFE INVESTORS DISTRIBUTION COMPANY, PACIFIC SELECT DISTRIBUTORS, INC., AXA DISTRIBUTORS, LLC, EQ FINANCIAL CONSULTANTS, INC. and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
TX
04/30/2021 - Present
Hornor, Townsend & Kent, LLC (PROSPER TX)
AL
04/18/2018 - 12/13/2019
PROEQUITIES, INC. (BIRMINGHAM AL)
NJ
11/27/2013 - 10/16/2017
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NC
04/24/2007 - 10/09/2013
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
04/12/2005 - 04/26/2007
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CA
11/09/2004 - 03/25/2005
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
NC
03/25/1999 - 09/30/2004
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
09/17/1997 - 03/22/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
09/17/1997 - 03/22/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 08/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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