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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank John Fazekas is an investment advisor representative at Morgan Stanley. Frank has been working in the financial services industry since 1981. His career has included positions at Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Frank's current employment began at Morgan Stanley in June 2009. Frank is registered to provide securities and investment advisory services in Alabama, Arizona, California, Florida, Maryland, Michigan, Minnesota, New York, Ohio, South Carolina, and Texas. Frank holds the Series 7, Series 63, and Series 65 licenses. Frank has specializations in various areas, including retirement planning, college savings, and estate planning. Frank is also a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MI
10/20/2010 - Present
Morgan Stanley (Ann Arbor MI)
MI
08/31/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ANN ARBOR MI)
NY
07/25/1985 - 09/06/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
04/04/1985 - 07/30/1985
E. F. HUTTON & COMPANY INC
NA
07/24/1984 - 03/11/1985
EPPLER, GUERIN & TURNER, INC.
NA
12/11/1981 - 07/23/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 03/17/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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