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Frank John Casler

Farmers Financial Solutions, LLC

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About Frank John Casler

Frank Casler is a financial advisor who has been in the industry since 1986. He is currently registered with Farmers Financial Solutions, LLC. Frank's previous employers include Key Investment Services LLC, CCO Investment Services Corp., Wachovia Securities, LLC, HSBC Brokerage (USA) Inc., IDS Life Insurance Company, and American Express Financial Advisors Inc.

Firm Information

Frank Casler is currently registered with Farmers Financial Solutions, LLC. Farmers Financial Solutions, LLC is a Limited Liability Company formed in December 1999. The firm is registered in all 50 U.S. states and the District of Columbia and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

2,991

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Casler’s Registration & Firm History

NY

02/11/2015 - Present

Farmers Financial Solutions, LLC (AMSTERDAM NY)

NY

02/06/2008 - 09/09/2014

KEY INVESTMENT SERVICES LLC (AMSTERDAM NY)

NY

07/31/2006 - 02/08/2008

CCO INVESTMENT SERVICES CORP. (JOHNSTOWN NY)

MO

01/13/2005 - 03/21/2006

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

12/12/2002 - 12/17/2004

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

MN

02/15/1989 - 12/07/2002

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MN

06/19/1986 - 12/07/2002

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 02/11/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/25/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/11/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/17/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/1987

Series 7 - General Securities Representative Examination

BC

Issued 06/18/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Frank John Casler. Review regulatory record here.
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