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Frank John Cannizzaro

Pershing LLC

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About Frank John Cannizzaro

Frank Cannizzaro is a financial advisor who has been working in the industry since October 23, 2000. Frank is currently registered with Pershing LLC in Jersey City, New Jersey. Frank has a Series 7, Series 25, Series 52TO, Series 99TO and a SIE license. Frank has also passed the Series 63 exam. Frank has prior experience with John N. Seip & Co., Inc., and Donaldson, Lufkin & Jenrette Securities Corporation.

Firm Information

Frank Cannizzaro is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Cannizzaro’s Registration & Firm History

NJ

05/09/2001 - Present

Pershing LLC (JERSEY CITY NJ)

NY

01/29/2001 - 04/29/2001

JOHN N. SEIP & CO., INC. (NEW YORK NY)

NJ

07/10/2000 - 10/23/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 03/12/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2002

Series 25 - NYSE Trading Assistant Examination

BC

Issued 07/07/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Frank John Cannizzaro.
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