linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Frank John Barone

Liquidnet, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Frank? Claim Your Profile

About Frank John Barone

Frank John Barone is a financial advisor with Liquidnet, Inc.. Frank has over 15 years of experience in the financial services industry. Frank has a broad range of experience in the financial services industry including roles at RBC Capital Markets, LLC, Ivy Securities, Inc., Jefferies & Company, Inc., Kellogg Partners Institutional Services LLC, Prudential Equity Group, LLC, and ABN AMRO Incorporated. Frank is licensed to sell securities in Arizona, California, Colorado, Connecticut, Delaware, Illinois, Massachusetts, Michigan, New York, Ohio, Oregon, Pennsylvania, South Carolina, and Texas.

Firm Information

Frank Barone is currently registered with Liquidnet, Inc.. Liquidnet, Inc. is a Corporation formed on January 12, 2000. The firm is registered in 16 states and is approved by the SEC. The firm has 9 Regulatory Event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Frank Barone’s Registration & Firm History

NY

06/19/2018 - Present

Liquidnet, Inc. (NEW YORK NY)

NY

08/03/2011 - 02/20/2018

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

02/02/2011 - 04/04/2011

IVY SECURITIES, INC. (GREAT NECK NY)

NY

05/21/2007 - 12/08/2010

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

04/03/2006 - 05/03/2007

KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC (NEW YORK NY)

NY

06/06/2002 - 03/23/2006

PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)

CT

05/01/2002 - 05/08/2002

ABN AMRO INCORPORATED (STAMFORD CT)

Not sure if Frank John Barone is right for you?

Licenses & Designations

BC

Issued 09/30/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Frank John Barone.
Not sure if Frank John Barone is right for you?