Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Joe Flores is a financial advisor with over 30 years of experience in the industry. Frank is currently registered as a registered representative with Sound Planning And Investments, LLC. In addition to this, Frank is also a certified financial planner. Frank has previously worked with LPL Financial LLC and National Planning Corporation. Frank is committed to providing personalized financial advice and guidance to help clients achieve their financial goals. He is also active in the community, and is a member of several professional organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CT
11/26/2018 - Present
Sound Planning AND Investments, LLC (ESSEX CT)
CT
11/29/2017 - 11/09/2018
LPL FINANCIAL LLC (ESSEX CT)
CT
05/01/2000 - 11/29/2017
NATIONAL PLANNING CORPORATION (ESSEX CT)
GA
01/17/1997 - 05/12/2000
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
MA
12/20/1984 - 01/17/1997
ASSOCIATED SECURITIES CORP. (BOSTON MA)
NA
07/20/1984 - 12/10/1984
DIVERSIFIED SECURITIES, INCORPORATED
NA
02/14/1984 - 08/07/1984
CREST CAPITAL, INC.
NA
08/24/1983 - 01/17/1984
FIRST LIBERTY SECURITIES, INC.
BC
Issued 09/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
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