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Frank Jerry Fava

Vanderbilt Advisory Services

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About Frank Jerry Fava

Frank Jerry Fava is a registered investment advisor representative with Vanderbilt Advisory Services, located in Woodbury, NY. Frank is a seasoned professional with extensive experience in the financial industry. He has held various roles at prominent financial institutions, including Westport Capital Markets, LLC, LPL Financial LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc. and UBS Financial Services Inc. Frank is licensed to provide financial advice in multiple states, including Arizona, Connecticut, Florida, Massachusetts, New Hampshire, New Jersey, New York, Texas and Virginia. He is also registered with FINRA. His expertise spans a range of financial services, including portfolio management for individuals and businesses, and financial planning.

Firm Information

Frank Fava is currently registered with Vanderbilt Advisory Services. Vanderbilt Advisory Services is an investment advisory firm headquartered in Woodbury, New York. They provide financial planning, portfolio management for individuals and businesses, and have over $1 billion to $10 billion in assets under management. They serve a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans.
Vanderbilt Advisory Services

125 FROEHLICH FARM BLVD.

WOODBURY, NY 11797

$1.62B

Assets Under Management

64

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frank Fava’s Registration & Firm History

NY

11/29/2021 - Present

Vanderbilt Advisory Services (WOODBURY NY)

CT

07/11/2014 - 06/09/2021

WESTPORT CAPITAL MARKETS, LLC (WESTPORT CT)

NJ

10/14/2011 - 08/05/2014

LPL FINANCIAL LLC (PARAMUS NJ)

NJ

06/01/2009 - 11/07/2011

MORGAN STANLEY SMITH BARNEY (RIDGEWOOD NJ)

NJ

10/05/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (PARAMUS NJ)

NJ

01/21/2004 - 10/16/2007

CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)

NJ

12/19/2000 - 02/03/2004

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 02/12/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 12/18/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Frank Jerry Fava. Review regulatory record here.
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