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Frank Jefferson Stanley

Allen & Co. LLC

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About Frank Jefferson Stanley

Frank Jefferson Stanley is a financial professional with over 28 years of experience in the securities industry. Frank is currently registered with Allen & Co. LLC, a firm he has been with since March 1997. Prior to joining Allen & Co. LLC, Frank worked at ALEX. BROWN & SONS INCORPORATED for approximately two years. Frank holds several licenses, including Series 7, 24, 55, 57TO and 63. Frank is registered in 52 states and the District of Columbia.

Firm Information

Frank Stanley is currently registered with Allen & Co. LLC. Allen & Co. LLC is a Limited Liability Company formed on August 3, 2001. The firm is registered in all 50 states and the District of Columbia. Allen & Co. LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Stanley’s Registration & Firm History

NY

03/12/1997 - Present

Allen & Co. LLC (NEW YORK NY)

NA

10/04/1995 - 03/05/1997

ALEX. BROWN & SONS INCORPORATED

NA

05/16/1994 - 08/21/1995

ALEX. BROWN & SONS INCORPORATED

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Licenses & Designations

BC

Issued 06/16/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/14/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Frank Jefferson Stanley.
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