Unclaimed
Frank Jefferson Stanley is a financial professional with over 28 years of experience in the securities industry. Frank is currently registered with Allen & Co. LLC, a firm he has been with since March 1997. Prior to joining Allen & Co. LLC, Frank worked at ALEX. BROWN & SONS INCORPORATED for approximately two years. Frank holds several licenses, including Series 7, 24, 55, 57TO and 63. Frank is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/12/1997 - Present
Allen & Co. LLC (NEW YORK NY)
NA
10/04/1995 - 03/05/1997
ALEX. BROWN & SONS INCORPORATED
NA
05/16/1994 - 08/21/1995
ALEX. BROWN & SONS INCORPORATED
BC
Issued 06/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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