Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Zawlocki is a financial advisor with The Leaders Group, Inc., located in Littleton, Colorado. Frank has been in the financial industry since 1998. Frank has Series 6 and Series 63 securities licenses. Frank has been registered with the state of Wisconsin since 2022. Frank was previously registered with Valmark Securities, Inc., ING Financial Partners, Inc., Underwriters Equity Corporation, and Ascensus Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
06/27/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
WI
07/28/2005 - 07/01/2020
VALMARK SECURITIES, INC. (MIDDLETON WI)
CT
02/08/2005 - 08/25/2005
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
PA
01/24/2001 - 04/14/2004
UNDERWRITERS EQUITY CORPORATION (HARRISBURG PA)
WI
09/21/1998 - 01/09/2001
ASCENSUS SECURITIES CORP. (MADISON WI)
BC
Issued 08/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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