Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Ward is a financial professional with over 15 years of experience in the industry. Frank currently works with Equitable Advisors, LLC and is registered with the state of New York as a Registered Investment Advisor. Frank has held previous positions with Transamerica Financial Advisors, Inc., Cutler Group, LP, and Andover Brokerage, L.L.C. Frank offers a wide range of financial services including portfolio management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/22/2023 - Present
Equitable Advisors, LLC (IRVINGTON NY)
NY
05/04/2016 - 09/22/2017
TRANSAMERICA FINANCIAL ADVISORS, INC (WHITE PLAINS NY)
CA
10/09/2009 - 11/05/2010
CUTLER GROUP, LP (SAN FRANCISCO CA)
NY
01/18/2001 - 05/16/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
IA
Issued 05/20/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/08/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/17/2001
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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