Unclaimed
Frank James Sica is a financial advisor registered with Farmers Financial Solutions, LLC. Frank has been in the industry since July 23, 1995. Frank holds the Series 63, Series 24, SIE, Series 55, and Series 7 licenses. Frank is registered in Texas and New York. Frank is currently registered with Farmers Financial Solutions, LLC and has been associated with them since March 29, 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
03/29/2005 - Present
Farmers Financial Solutions, LLC (DALLAS TX)
CA
11/22/2002 - 03/05/2004
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
TX
10/18/1996 - 08/13/2002
HUBERMAN FINANCIAL INC. (DALLAS TX)
CT
10/05/2000 - 10/30/2000
ACCESS SECURITIES, INC. (STAMFORD CT)
TX
03/14/1994 - 10/08/1996
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
BC
Issued 06/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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