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Frank James Santore

Anos Capital, LLC

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About Frank James Santore

Frank Santore is a registered representative with Anos Capital, LLC. Frank has been in the financial industry since 1990. Frank has experience in various areas of the financial industry and has a deep understanding of the markets. Frank is committed to providing clients with the highest level of service and personalized attention.

Firm Information

Frank Santore is currently registered with Anos Capital, LLC. Anos Capital, LLC is a Limited Liability Company formed in 2016. The firm provides portfolio transition management services. Anos Capital, LLC is registered with the SEC and in all 50 states, as well as the District of Columbia and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio transition management services

Portfolio transition management services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiated fees based on transition accounts-item 10 in brochure

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Frank Santore’s Registration & Firm History

NY

10/22/2016 - Present

Anos Capital, LLC (NEW YORK NY)

NY

09/21/2007 - 11/08/2016

ABEL/NOSER CORP. (NEW YORK NY)

NY

04/30/2007 - 10/19/2007

TULLETT LIBERTY SECURITIES LLC (UNIONDALE NY)

NY

03/27/2007 - 05/17/2007

CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)

NY

04/01/2002 - 12/19/2006

BNY BROKERAGE LLC (NEW YORK NY)

NJ

01/10/2001 - 04/01/2002

AUTRANET, LLC (JERSEY CITY NJ)

NY

11/21/1989 - 02/09/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/26/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/16/1998

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Frank James Santore.
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