Unclaimed
Frank James Parker is a financial advisor with Cetera Advisor Networks LLC in Jacksonville, FL. Frank has been in the financial services industry since October 23, 1974 and has a broad range of experience. Frank has worked with several firms throughout his career, including Stifel, Nicolaus & Company, Incorporated, Janney Montgomery Scott LLC, Robert W. Baird & Co. Incorporated, PaineWebber Incorporated, J.C. Bradford & Co., Alliance Fund Distributors, Inc., Prudential-Bache Securities Inc., Bache Halsey Stuart Inc., Bache & Co Incorporated, Bache & Co., Incorporated, Shearson Hayden Stone Inc., and Shearson, Hammill & Co., Incorporated. Frank holds the following licenses: Series 1, Series 4, Series 7TO, Series 63 and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/14/2015 - Present
Cetera Advisor Networks LLC (JACKSONVILLE FL)
FL
04/13/2009 - 03/10/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (PONTE VEDRA BEACH FL)
FL
06/15/2001 - 04/22/2009
JANNEY MONTGOMERY SCOTT LLC (PONTE VEDRA BEACH FL)
WI
02/27/1997 - 06/27/2001
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NJ
01/08/1994 - 02/25/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/12/1993 - 12/03/1993
J.C. BRADFORD & CO. (NEW YORK NY)
TN
04/16/1991 - 02/11/1992
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
NY
09/16/1977 - 10/16/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
08/21/1975 - 02/27/1976
BACHE & CO., INCORPORATED
NA
11/08/1974 - 10/08/1975
SHEARSON HAYDEN STONE INC.
NA
02/14/1973 - 11/08/1974
SHEARSON, HAMMILL & CO., INCORPORATED
IA
Issued 04/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/1979
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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