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Frank James Parker

Cetera Advisor Networks LLC

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About Frank James Parker

Frank James Parker is a financial advisor with Cetera Advisor Networks LLC in Jacksonville, FL. Frank has been in the financial services industry since October 23, 1974 and has a broad range of experience. Frank has worked with several firms throughout his career, including Stifel, Nicolaus & Company, Incorporated, Janney Montgomery Scott LLC, Robert W. Baird & Co. Incorporated, PaineWebber Incorporated, J.C. Bradford & Co., Alliance Fund Distributors, Inc., Prudential-Bache Securities Inc., Bache Halsey Stuart Inc., Bache & Co Incorporated, Bache & Co., Incorporated, Shearson Hayden Stone Inc., and Shearson, Hammill & Co., Incorporated. Frank holds the following licenses: Series 1, Series 4, Series 7TO, Series 63 and Series 65.

Firm Information

Frank Parker is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Parker’s Registration & Firm History

FL

04/14/2015 - Present

Cetera Advisor Networks LLC (JACKSONVILLE FL)

FL

04/13/2009 - 03/10/2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED (PONTE VEDRA BEACH FL)

FL

06/15/2001 - 04/22/2009

JANNEY MONTGOMERY SCOTT LLC (PONTE VEDRA BEACH FL)

WI

02/27/1997 - 06/27/2001

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NJ

01/08/1994 - 02/25/1997

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

02/12/1993 - 12/03/1993

J.C. BRADFORD & CO. (NEW YORK NY)

TN

04/16/1991 - 02/11/1992

ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)

NY

09/16/1977 - 10/16/1990

PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)

NA

08/27/1976 - 09/16/1977

BACHE HALSEY STUART INC.

NA

02/27/1976 - 08/27/1976

BACHE & CO INCORPORATED

NA

08/21/1975 - 02/27/1976

BACHE & CO., INCORPORATED

NA

11/08/1974 - 10/08/1975

SHEARSON HAYDEN STONE INC.

NA

02/14/1973 - 11/08/1974

SHEARSON, HAMMILL & CO., INCORPORATED

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Licenses & Designations

IA

Issued 04/24/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/16/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/08/1979

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/1973

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Frank James Parker. Review regulatory record here.
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