Unclaimed
Frank J Pizzichillo is a financial advisor with over 18 years of experience in the financial services industry. Frank is currently registered with LPL Financial LLC and has been with them since January 2020. Frank is also a registered representative and investment advisor representative in Pennsylvania. Frank has been registered as an investment advisor representative since June 8, 2021. Prior to joining LPL Financial LLC, Frank was with Brinkr Capital Securities, Inc. from May 2013 to January 2020 and with Capital Brokerage Corporation from March 2012 to May 2013. Frank also has previous experience with TD Ameritrade, Inc. and Fidelity Brokerage Services LLC. Frank holds the Series 6, 7, 63, and 65 licenses as well as the SIE exam. Frank is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
06/08/2021 - Present
LPL Financial LLC (FORT MILL SC)
PA
05/14/2013 - 01/03/2020
BRINKER CAPITAL SECURITIES, INC. (BERWYN PA)
VA
03/06/2012 - 05/03/2013
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
PA
05/10/2005 - 08/14/2007
TD AMERITRADE, INC. (W. CONSHOCHOCKEN PA)
RI
05/21/1999 - 05/26/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NE
08/13/1996 - 03/17/1999
WATERHOUSE SECURITIES, INC. (OMAHA NE)
BC
Issued 07/16/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/04/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/05/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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